Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-10
CT RA APPROVED 2012-01-26
  • TX RA
    APPROVED_RES
    Since 2016-06-10
  • CT RA
    APPROVED
    Since 2012-01-26

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockland MA 12/2011 Present
Bank Of America, N.A. Rockland MA 03/2012 Present
Previous Registrations
  • 2006-07-03 → 2011-06-29
    Boston, MA
  • 2005-03-31 → 2006-06-20
    Bofa Advisors, Llc
    Boston, MA
  • 2004-04-06 → 2005-03-30
    Columbia Management Advisors, Inc.
    Boston, MA
Other Businesses

I*: 2097305 Entity Type: Business or Industry Organization Name of OBA: Bay State Hockey League Address: Scituate, Massachusetts, 02066 Investment Related: No Position, Title, Association Referee Employee Start Date: 11/22/2024 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Hockey Referee for children I*1738312 Entity Type: Political Activity Name of OBA: Scituate Republican Town Committee, Address: Scituate, Massachusetts, 02066, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 03/06/2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Representing their party at the local and neighborhood level; and Promoting the objectives of the party; and Working for the nomination and election of party candidates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-09
  • S66 Uniform Combined State Law Examination
    2001-02-09
Other Names
  • David Guy Capelle

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hingham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor