Anthony Florio

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-08-21
RI	RA	APPROVED	2016-12-08
TX	RA	APPROVED_RES	2001-01-26

CT RA
APPROVED

Since 2023-08-21
RI RA
APPROVED

Since 2016-12-08
TX RA
APPROVED_RES

Since 2001-01-26

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Easton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Quincy	MA	06/1998	Present
Bank Of America,N.A.	Hingham	MA	06/2011	Present

06/1998 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Quincy, MA
06/2011 → Present

Bank Of America,N.A.

Hingham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-01-29

S66 Uniform Combined State Law Examination

1999-01-29

Other Names

Anthony M Florio
Anthony Michael Florio
Anthony Florio

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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