Joseph John Caterina

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-03-11

NJ RA
APPROVED

Since 2014-03-11

Branch Locations

10000 Sagemore Dr. Ste. 10201, Marlton, NJ 08053 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2007-04-11

NJ RA
APPROVED

Since 2007-04-11

Branch Locations

Kenilworth, NJ • United States

Suite 10201 10000 Sagemore Drive, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning, Inc.	Florham Park	NJ	04/2007	Present

04/2007 → Present

Lincoln Investment Planning, Inc.

Florham Park, NJ

Other Businesses

JOSEPH CATERINA POSITION: Agent NATURE: Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/15/2021 ADDRESS: 622 Quinton Ave, Kenilworth NJ 07033, United States DESCRIPTION: I recently took over another book of business from a Lincoln Investment rep who retired. He has four Voya Reliastar fixed annuity policies that still pay commission on the 403b contributions. I got appointed with them and will be servicing those accounts, and will get paid directly from Voya.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-02-06

S63 Uniform Securities Agent State Law Examination

1996-02-06

Designations

Certified Financial Planner

Other Names

Joseph John Caterina

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