James Kevin Johnston

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01
TN	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2023-01-05

FL RA
APPROVED

Since 2025-01-01
TN RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2023-01-05

Branch Locations

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Resource Management, Inc. : 148305	Memphis	TN	10/2008	12/2022
Arete Wealth Management	Chicago	IL	01/2008	Present
Arete Wealth Advisors	Chicago	IL	01/2023	Present

10/2008 → 12/2022

Financial Resource Management, Inc. : 148305

Memphis, TN
01/2008 → Present

Arete Wealth Management

Chicago, IL
01/2023 → Present

Arete Wealth Advisors

Chicago, IL

Previous Registrations

2008-10-29 → 2022-12-31

Financial Resource Management, Inc.

Memphis, TN
2004-05-21 → 2008-12-31

Private Consulting Group, Inc.

Memphis, TN

Portland, OR

Other Businesses

FINANCIAL RESOURCE MANAGEMENT: OFFICER/OWNER; FINANCIAL AND ESTATE PLANNING; FIXED INSURANCE PRODUCTS; MEMPHIS TN; 40 HRS/WEEK. RESOURCE EXCHANGE SERVICES, LLC: CHIEF MANAGER; ACT AS QUALIFIED INTERMEDIARY FOR 1031 EXCHANGES; LESS THAN 1 HR/WEEK. LIFE INSURANCE AGENT: INSURANCE SALES; MEMPHIS TN; 5 HRS/MTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-02
S63	Uniform Securities Agent State Law Examination	1987-06-15

S65 Uniform Investment Adviser Law Examination

1998-11-02
S63 Uniform Securities Agent State Law Examination

1987-06-15

View on SEC IAPD