Sean Robert Dignan

Current Employers

Gordon Carlson & Associates

Indio, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-07-15

CA RA
APPROVED

Since 2022-07-15

Branch Locations

Indio, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Srd Capital Management	Huntington Beach	CA	08/2009	12/2019
Acorns Securities, Llc	Newport Beach	CA	06/2013	12/2016
Acorns Advisers, Llc	Newport Beach	CA	09/2013	12/2016
Acorns Securities, Llc	Irvine	CA	01/2017	09/2017
Acorns Adviser, Llc	Irvine	CA	01/2017	09/2017
Index Fund Advisors	Irvine	CA	07/2019	07/2020
Self-Employed	Huntington Beach	CA	08/2020	Present
Farmers Insurance	Huntington Beach	CA	03/2018	06/2019
Elm Money Management, Llc	Irvine	CA	07/2022	Present
Uber Technologies	San Francisco	CA	06/2024	Present
Lyft	San Francisco	CA	02/2026	Present

08/2009 → 12/2019

Srd Capital Management

Huntington Beach, CA
06/2013 → 12/2016

Acorns Securities, Llc

Newport Beach, CA
09/2013 → 12/2016

Acorns Advisers, Llc

Newport Beach, CA
01/2017 → 09/2017

Acorns Securities, Llc

Irvine, CA
01/2017 → 09/2017

Acorns Adviser, Llc

Irvine, CA
07/2019 → 07/2020

Index Fund Advisors

Irvine, CA
08/2020 → Present

Self-Employed

Huntington Beach, CA
03/2018 → 06/2019

Farmers Insurance

Huntington Beach, CA
07/2022 → Present

Elm Money Management, Llc

Irvine, CA
06/2024 → Present

Uber Technologies

San Francisco, CA
02/2026 → Present

Lyft

San Francisco, CA

Previous Registrations

2019-07-18 → 2020-08-03

Index Fund Advisors, Inc.

Irvine, CA
2011-01-26 → 2019-12-31

Srd Capital Management

Huntington Beach, CA
2013-09-27 → 2017-09-05

Acorns

Irvine, CA
2009-09-11 → 2010-12-14

Woodbury Financial Services, Inc.

Costa Mesa, CA
2010-01-06 → 2010-11-09

Srd Capital Management

Huntington Beach, CA
2007-05-30 → 2009-08-04

Newport Coast Securities, Inc.

Irvine, CA

Newport Beach, CA

Huntington Beach, CA

Irvine, CA

Other Businesses

Insurance agent, investment related, 17091 Green Lane #C, Huntington Beach, CA 92649, Insurance agent, started 11/2024, approximately 20/month, up to 10 hours/month during trading hours. Uber Technologies, Remote, Driver, Started 06/2024, approximately 80/month, up to 10 hours/month during trading hours. Lyft, Remote, Driver, started 02/2026, approximately 40/month, up to 10 hours/month during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-23
S63	Uniform Securities Agent State Law Examination	1993-01-20

S65 Uniform Investment Adviser Law Examination

2013-11-23
S63 Uniform Securities Agent State Law Examination

1993-01-20

Other Names

Sean R Dignan

View on SEC IAPD