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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED_RES | 2024-03-26 |
Branch Locations
560 Mission Street, San Francisco, CA 94105 • United States
805 Sw Broadway, Portland, OR 97205 • United States
Portland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management | Portland | OR | 01/2011 | 04/2017 |
| First Republic Bank | Portland | OR | 01/2011 | 04/2017 |
| First Republic Securities Company, Llc | Portland | OR | 04/2017 | 10/2023 |
| First Republic Investment Management, Inc. | Portland | OR | 04/2017 | 09/2023 |
| J.P. Morgan Securities Llc | Portland | OR | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Portland | OR | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 2011-12-13 |
| S66 | Uniform Combined State Law Examination | 1999-07-19 |
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