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1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-11 |
| MA | RA | APPROVED | 1998-07-16 |
Branch Locations
1343 Main Street Suite 705-787, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Hanover | MA | 01/2013 | Present |
| Investment Advisory Group Llc | Sarasota | FL | 06/1998 | Present |
1. INVESTMENT ADVISORY GROUP LLC, 51 MILL ST BLDG 3 STE 101, HANOVER, MA 02339, START 06/01/98, REGISTERED INVESTMENT ADVISOR-ASSOCIATES, 50% OWNER. 2. IAG REALTY TRUST, NOT INVESTMENT-RELATED, SAME AS REGISTERED LOCATION, REAL ESTATE, STARTED 11/2018, PARTNER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: CONDO FOR RENTAL; 3. Jay Richards is dually registered as an investment advisor representative with Investment Advisory Group, LLC ("IAG") and as a Registered Representative with Cetera Advisors, LLC ("Cetera") since 01/2013. Business is conducted from 51 Mill Street Hanover, MA, USA, 02339. Approximately 80% of Mr. Richards' time is for services as an investment advisor representative and the balance as a registered representative. IAG and Cetera are not affiliated. Please note, due to a private equity distribution, Jay Richards is also a minority owner/shareholder of Cetera Advisors, LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-11 |
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