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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-03-29
MA RA APPROVED 2022-03-31
VA RA APPROVED 2022-01-26
  • OH RA
    APPROVED
    Since 2023-03-29
  • MA RA
    APPROVED
    Since 2022-03-31
  • VA RA
    APPROVED
    Since 2022-01-26

Branch Locations

Suffolk, VA • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Norfolk VA 06/2015 10/2019
Benchmark Investments Inc New York NY 10/2019 05/2023
Benchmark Advisory Services Llc Onancock VA 01/2019 01/2022
Kingswood Wealth Advisors Llc Onancock VA 01/2022 Present
Kingswood Capital Partners, Llc San Diego CA 05/2023 Present
  • 06/2015 → 10/2019
    Securities America Inc
    Norfolk, VA
  • 10/2019 → 05/2023
    Benchmark Investments Inc
    New York, NY
  • 01/2019 → 01/2022
    Onancock, VA
  • 01/2022 → Present
    Onancock, VA
  • 05/2023 → Present
    Kingswood Capital Partners, Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-11
  • S63 Uniform Securities Agent State Law Examination
    1987-08-11
Other Names
  • Chris Doyle

View on SEC IAPD

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