Joseph Anthony Depaula

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

1. TJ Consulting LLC, This is an entity created for my wife's accounting business that I do not receive any referrals or compensation from. I have access to the joint checking acct only, Partner, start date-1/1/2004, HoustonTX United States-77079

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-15
• S63 Uniform Securities Agent State Law Examination
  1987-08-28

Other Names

• Joey Depaula
• Joey Depaula
• Joe Depaula