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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-01 |
| TX | RA | APPROVED | 2025-10-01 |
Branch Locations
5935 Carnegie Blvd Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Sw Airlines/ Us Air | San Diego, Pittsburg, Charlotte | NC | 02/1986 | 02/2021 |
| Raymond James & Associates | Charlotte | NC | 01/2005 | 10/2025 |
| Us Airways | Charlotte | NC | 07/2007 | 02/2021 |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 10/2025 | Present |
| Raymond James Financial Services, Inc. | Charlotte | NC | 10/2025 | Present |
(1)Name of Business: AWA GROUP LLC Address: 5935 Carnegie Blvd Ste 300, Charlotte, NC, 28209-4645, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/20/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: THIS LLC OWNS OUR LEASE FOR LIABILITY PURPOSES ONLY (2)Name of Business: SPOKE AND THISTLE Address: 574 HOWARD GAP RD, TRYON, NC, 28782, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: AIRBNB...MY WIFE RUNS (3)Name of Business: WAINSCOTT WEALTH SOLUTIONS LLC Address: 5935 Carnegie Blvd Ste 300, Charlotte, NC, 28209-4645, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Holding account for RJFS pay
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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