Darrell Eugene Rupert

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 12/2016
  Rupert & Associates, P.C.
  Austin, TX
• 02/2004 → 10/2019
  1St Global Capital Corp.
  Austin, TX
• 02/2005 → 09/2025
  Avantax Insurance Services
  Austin, TX
• 02/2004 → 10/2019
  1St Global Advisors, Inc
  Austin, TX
• 07/2019 → Present
  Rupert Wealth Advisors, Llc
  Austin, TX
• 10/2019 → 09/2025
  Avantax Advisory Services
  Austin, TX
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Austin, TX
• 05/2001 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Lakeway, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Austin, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Austin, TX
• 2004-02-03 → 2019-10-25
  1St Global Advisors Inc
  Austin, TX

Other Businesses

1) WINGS FOR WIDOWS POSITION: Volunteer NATURE: Pro Bono Financial Advice to Widows & Widowers INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/11/2022 ADDRESS: 290 Peavey Rd, Wayzata MN 55391, United States; DESCRIPTION: Pro Bono Financial Advice to Widows & Widowers.1. The advice given is basic financial coaching addressing areas such as: goal setting, creating a budget, prioritizing debt, and managing cashflow and risk.2. No advice will be given about specific investments or financial products. The advice will be general in nature and focus on strategy and planning.3. The clients will never be charged for any of these services. 2) RUPERT WEALTH, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 03/20/2004 ADDRESS: 1715 S Capital of Texas Hwy, Suite 109, AUSTIN TX 78735, United States DESCRIPTION: Prepare financial plans for clients, provide financial and investment advice and manage investments for clients. 3) STREAM WEALTH PARTNERS LLC POSITION: Financial Adviser NATURE: Entity name for the ensemble practice INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2023 ADDRESS: 1008 RR 620 South, Suite 202, Lakeway TX 78734, United States DESCRIPTION: Stream is the client facing brand for our clients through Avantax. I will be assisting with branding and long term growth strategies.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-04-27

Designations

• Certified Financial Planner