Jonathan Alan Rosenthal

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-01-30

AZ RA
APPROVED

Since 2015-01-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rosenthal Financial Services, Llc	Phoenix	AZ	01/1998	Present
Stonex Securities Inc.	Cave Creek	AZ	09/2014	Present
Stonex Advisors Inc.	Cave Creek	AZ	01/2015	Present

01/1998 → Present

Rosenthal Financial Services, Llc

Phoenix, AZ
09/2014 → Present

Stonex Securities Inc.

Cave Creek, AZ
01/2015 → Present

Stonex Advisors Inc.

Cave Creek, AZ

Previous Registrations

2011-10-19 → 2015-01-30

Wrp Investments, Inc.

Windsor Locks, CT

Cave Creek, AZ

Youngstown, OH

Other Businesses

1)ROSENTHAL FINANCIAL SERVICES, LLC, 5938 E WINDSTONE TRAIL, CAVE CREEK AZ 85331: NATURE OF BUS: INCOME TAX PREP & INS SALES, TITLE: MEMBER/MANAGER, DUTIES: PREPARE TAX RETURNS & SELL INSURANCE PRODUCTS, TIME SPENT: 25%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-26
S63	Uniform Securities Agent State Law Examination	1987-07-15

S66 Uniform Combined State Law Examination

2011-09-26
S63 Uniform Securities Agent State Law Examination

1987-07-15

Other Names

Jon Rosenthal

View on SEC IAPD