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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| FL | RA | APPROVED | 2017-02-10 |
| CT | RA | APPROVED | 2016-10-14 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
Wellington, FL • United States
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | West Palm Beach | FL | 12/2015 | Present |
1.Corporacion Castillo Hermanos S.A./HC Holding S.A.; Investment related No; Guatemala City, Guatemala; Bevarages, Food, Real Estate; Board member(proprietor, partner, officer, director, employee, trustee, agent);Mar 2018; During business hours: 4; After business hours: 12;(www.cerveceriacentroamericana.com) *637456 - Harvest Hill Beverage Company; Investment Related - No; Stamford, Connecticut; Produce and distribute Beverage products; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2025; During Business Hours: 0; After Business Hours: 1; Represent the Interest of HC Holding S.A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-19 |
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