Mark P Shively

Current Employers

Mark P. Shively

Castle Pines, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	1999-01-01

CO RA
APPROVED

Since 1999-01-01

Branch Locations

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mark P. Shively	Castle Rock	CO	09/1992	Present

09/1992 → Present

Mark P. Shively

Castle Rock, CO

Other Businesses

I AM CURRENTLY PRESIDENT OF THE BOARD OF DIRECTORS OF CASTLE PINES NORTH HOMEOWNER'S ASSOCIATION #1, P.O. BOX 3445, ENGLEWOOD, CO 80155-3445. THIS IS NON INVESTMENT-RELATED ACTIVITY, PRIMARILY CIVIC IN NATURE, BUT THE ASSOCIATION IS A CORPORATION SUBJECT TO TAXATION. IT IS A HOMEOWNER'S ASSOCIATION, AND A VOLUNTEER POSITION. I BECAME A MEMBER OF THE BOARD OF DIRECTORS 3/2001 AND WAS ELECTED PRESIDENT 10/2001. MY TERM ENDS 9/2002. I DEVOTE TEN TO FIFTEEN HOURS PER MONTH. THIS MAY INCLUDE OCCASIONAL TELEPHONE CONVERSATIONS DURING SECURITIES TRADING HOURS. PRIMARILY I PRESIDE OVER ONE TO TWO MONTHLY BOARD MEETINGS HELD IN THE EVENING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-07-16

S63 Uniform Securities Agent State Law Examination

1987-07-16

Other Names

Mark Shively

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