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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
MO RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • MO RA
    APPROVED
    Since 2009-01-02

Branch Locations

3301 Sw Highway 7 Suite A, Blue Springs, MO 64014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Blue Springs MO 06/2006 Present
Raymond James Financial Services Advisors, Inc Blue Springs MO 01/2009 Present
Previous Registrations
  • 2005-07-05 → 2006-04-10
    Sii Investments, Inc.
    Olathe, KS
    Olathe, KS
    Olathe, KS
    Lenexa, KS
    Shawnee, KS
Other Businesses

(1) Name of Business: KC Wealth Partners LLC Address: 3301 SW Highway 7 Suite A, Blue Springs, MO, 64014, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide Investment Advise to Clients and support for branch manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-16
S63 Uniform Securities Agent State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    2003-04-17

View on SEC IAPD

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