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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-19 |
| OH | RA | APPROVED | 1999-09-12 |
Branch Locations
10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States
10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Miamisburg | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Miamisburg | OH | 03/2020 | Present |
Business Ownership; Ampex LLC; Voting member; LLC leases office space for my practice; 10050 Innovation Drive Suite 301, , Miamisburg, OH, 45342; Not Investment-Related; 06/01/2010; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-05 |
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