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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-06-26 |
| TX | RA | APPROVED_RES | 2012-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
CO-TRUSTEE FOR SISTER; INV RELATED; CEDAR HILL, MO; START: 8/6/15; 0 HR/MO; 0 DURING TRADING. CARRIAGE HILLS ESTATES II HOA, INVT RELATED, CEDAR HILL, MO, TREASURER, START DATE 10/9/2019, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING THE MEETINGS REGARDING ROAD WORK. COLLECTING YEARLY ASSESSMENT FEES. TAKING MINUTES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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