Kathleen Cheryl Constantz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Frontenac, MO
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Frontenac, MO

Other Businesses

CO-TRUSTEE FOR SISTER; INV RELATED; CEDAR HILL, MO; START: 8/6/15; 0 HR/MO; 0 DURING TRADING. CARRIAGE HILLS ESTATES II HOA, INVT RELATED, CEDAR HILL, MO, TREASURER, START DATE 10/9/2019, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING THE MEETINGS REGARDING ROAD WORK. COLLECTING YEARLY ASSESSMENT FEES. TAKING MINUTES.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-26
• S63 Uniform Securities Agent State Law Examination
  1998-08-24

Other Names

• Kathy Constantz
• Kathleen Cheryl Lester