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John George Slifka

LPl Enterprise, LLC

Rome, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

7786 Turin Road, Rome, NY 13440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Rome NY 02/2006 05/2017
Securities America Advisor, Inc Rome NY 02/2006 05/2017
Three Sisters Farm Rome NY 01/2007 08/2018
Cadaret, Grant & Co., Inc. Rochester NY 05/2017 09/2018
Lpl Financial Llc Rome NY 09/2018 05/2024
Pruco Securities, Llc. Syracuse NY 05/2024 11/2024
The Prudential Insurance Company Of America Syracuse NY 05/2024 Present
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
  • 02/2006 → 05/2017
    Securities America, Inc.
    Rome, NY
  • 02/2006 → 05/2017
    Securities America Advisor, Inc
    Rome, NY
  • 01/2007 → 08/2018
    Three Sisters Farm
    Rome, NY
  • 05/2017 → 09/2018
    Cadaret, Grant & Co., Inc.
    Rochester, NY
  • 09/2018 → 05/2024
    Lpl Financial Llc
    Rome, NY
  • 05/2024 → 11/2024
    Pruco Securities, Llc.
    Syracuse, NY
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Syracuse, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-28
  • S63 Uniform Securities Agent State Law Examination
    1996-05-28
Other Names
  • John George Slifka
  • John Slifka

View on SEC IAPD

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AMERITAS ADVISORY SERVICES, LLC

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RAYMOND ANTHONY ACOSTA
Joseph A Alnutt
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Other Offices

STRATEGIC FINANCIAL SERVICES · Rome, NY
LPL FINANCIAL LLC · ROME, NY
KEY INVESTMENT SERVICES LLC · Rome, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Rome, NY
LPL FINANCIAL LLC · ROME, NY
PFS INVESTMENTS INC. · ROME, NY
LPL ENTERPRISE, LLC · ROME, NY
BIRCH WEALTH MANAGEMENT · ROME, NY

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