Zarir Jimmy Sethna

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → Present
  New York Life Ins. Co.
  Houston, TX
• 07/1988 → Present
  Nylife Securities Inc.
  Houston, TX
• 04/2001 → Present
  Eagle Strategies Llc
  Houston, TX
• 10/2012 → Present
  Sethna Financial Group
  Houston, TX

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [OPERATING UNDER THE DBA NAME OF SETHNA FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HOUSTON, TX; START DATE: 10/2012] [INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC] [NYLARC Holding Co. Inc.; It's primary business is to reinsure a portion of the risks under certain life insurance policies that are issued by NYL Ins. Co. and NYLIAC; 210 Park Ave., 2nd. Floor, Florham Park, NJ 07932; Start Date 02/2002; Role/Title: Investor; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2001-04-11
• S63 Uniform Securities Agent State Law Examination
  1987-07-23

Other Names

• Jerry Sethna
• Zarir Sethna