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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-02 |
| MA | RA | APPROVED | 2016-04-05 |
Branch Locations
300 Brickstone Sq. Ste. 1006, Andover, MA 01810 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Andover | MA | 12/2013 | 05/2022 |
| Steward Partners Global Advisory | Andover | MA | 12/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Andover | MA | 02/2014 | 12/2016 |
| Steward Partners Investment Advisory, Llc | Andover | MA | 12/2016 | Present |
| Steward Partners Investment Solutions, Llc | Andover | MA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-17 |
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