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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-05-20 |
Branch Locations
358 Nw First Avenue, Ste 6, Canby, OR 97013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | West Linn | OR | 05/1987 | 03/2020 |
| Lpl Financial | Salem | OR | 05/2020 | Present |
1) 04/2019 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - JORY SUMMIT INC - 1HR/MO 0 HRS DURING TRADING - NOT INVESTMENT RELATED - MULINO, OR 97042 2) 2019 - ACT IN FIDUCIARY CAPACITY - THE RALPH E LUCHTERLAND LIVING TRUST - 1HR/MO 0 HRS DURING TRADING - INVESTMENT RELATED - MULINO, OR 97042 3) 2020 - DBA for LPL Business (entity for LPL business) - TURNING POINT WEALTH PARTNERS - 0% - INVESTMENT RELATED - SALEM, OR 4) 09/26/2024 - Victorian Summit, LLC - Real Estate Rental - Investment Related - Mulino, OR - Start Date 09/21/2024 - 2 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-31 |
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