Susan Sau-Chung Wong-Andrus

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → Present
  #Ia Dean Witter Reynolds Inc.
  Houston, TX
• 06/1994 → Present
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

1)SWA Oil & Gas / p.o. box 460367 harris/ houston,tx 77056-8367 / Company/ Oil & Gas Industries (Exploration, Production, Integrated) / holding co for mineral rights revenues / Other / member, inactive / none / Start Date 3/1/2003 / 2)SWA management LLC / p.o .box 460367 Harris county/ houston,tx 77056-8367 / Company/ Oil & Gas Industries (Exploration, Production, Integrated) / holding company / Other / member, inactive / none / Start Date 3/1/2003 / 3)SWA Interests LLC/ Company/ Principal Business Activity - holding company/ Role - member, inactive/ Duty - none/ Compensation - No.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-10
• S63 Uniform Securities Agent State Law Examination
  1987-07-27

Other Names

• Susan Sau Chung Wong
• Susan Wong
• Susan Sauchung Wong