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Current Employers
Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-08
CA RA APPROVED 2023-09-13
  • TX RA
    APPROVED
    Since 2023-11-08
  • CA RA
    APPROVED
    Since 2023-09-13

Branch Locations

3731 Wilshire Blvd Suite 612, Los Angeles, CA 90010 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klk Capital Management Llc Irvine CA 04/2014 Present
M.S. Howells & Co. Scottsdale AZ 02/2016 03/2021
Diversify Advisory Services, Llc Sandy UT 01/2024 Present
  • 04/2014 → Present
    Klk Capital Management Llc
    Irvine, CA
  • 02/2016 → 03/2021
    M.S. Howells & Co.
    Scottsdale, AZ
  • 01/2024 → Present
    Sandy, UT
Previous Registrations
  • 2023-08-25 → 2023-12-31
    Dfpg Investments, Llc
    Los Angeles, CA
    Sandy, UT
  • 2014-04-25 → 2023-12-31
    Klk Capital Management Llc
    Los Angeles, CA
  • 2005-03-25 → 2014-04-25
    New York, NY
    Newport Beach, CA
    New York, NY
Other Businesses

1. APRIL 2014; KLK CAPITAL MANAGEMENT LLC POSITION: CEO/Portfolio Manager NATURE: Other- DBA INVESTMENT RELATED: YES; REGISTERED INVESTMENT ADVISOR; MANAGEMENT AND FINANCIAL SERVICES ADVICE; DEVOTE APPROX 170 HOURS/MONTH DURING MARKET HOURS. 2. APRIL 2017; CHUN-HA INSURANCE SERVICE, INC., GARDEN GROVE, CA; NON INVESTMENT RELATED; GROUP HEALTH INSURANCE; INSURANCE SALES REP; DEVOTE 10 HOURS/MONTH DURING NON MARKET HOURS. 3. OCT 2019; KLK INSURANCE SERVICES POSITION: CEO NATURE: LLC; INVESTMENT RELATED: NO. CONSULTING; SELL INSURANCE IN THE STATE OF CALIFORNIA AS AN INSURANCE PRODUCER; DEVOTE 10-30 HRS/MO DURING NON MARKET HOURS. 4. JULY 2019; VENTUREZEN; IRVINE, CA; NON INVESTMENT RELATED; DIRECTOR; Venturezen is a consulting Company formed in 2019. Venturezen provides services, such as Corporate Finance Advisory, Lending Services, Internatector of the Company; LESS THAN 1 HOUR. 5. JUNE 2023; OPEN BANK; MEMBER OF BOARD OF DIRECTORS; Open Bank is a small publicly traded bank, serving on six committees with compensation; 5% of the time for 1 year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-24
  • S66 Uniform Combined State Law Examination
    2005-03-24
Designations
Other Names
  • Hyung J Kim

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