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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
| CA | RA | APPROVED | 2023-09-13 |
Branch Locations
3731 Wilshire Blvd Suite 612, Los Angeles, CA 90010 • United States
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Klk Capital Management Llc | Irvine | CA | 04/2014 | Present |
| M.S. Howells & Co. | Scottsdale | AZ | 02/2016 | 03/2021 |
| Diversify Advisory Services, Llc | Sandy | UT | 01/2024 | Present |
1. APRIL 2014; KLK CAPITAL MANAGEMENT LLC POSITION: CEO/Portfolio Manager NATURE: Other- DBA INVESTMENT RELATED: YES; REGISTERED INVESTMENT ADVISOR; MANAGEMENT AND FINANCIAL SERVICES ADVICE; DEVOTE APPROX 170 HOURS/MONTH DURING MARKET HOURS. 2. APRIL 2017; CHUN-HA INSURANCE SERVICE, INC., GARDEN GROVE, CA; NON INVESTMENT RELATED; GROUP HEALTH INSURANCE; INSURANCE SALES REP; DEVOTE 10 HOURS/MONTH DURING NON MARKET HOURS. 3. OCT 2019; KLK INSURANCE SERVICES POSITION: CEO NATURE: LLC; INVESTMENT RELATED: NO. CONSULTING; SELL INSURANCE IN THE STATE OF CALIFORNIA AS AN INSURANCE PRODUCER; DEVOTE 10-30 HRS/MO DURING NON MARKET HOURS. 4. JULY 2019; VENTUREZEN; IRVINE, CA; NON INVESTMENT RELATED; DIRECTOR; Venturezen is a consulting Company formed in 2019. Venturezen provides services, such as Corporate Finance Advisory, Lending Services, Internatector of the Company; LESS THAN 1 HOUR. 5. JUNE 2023; OPEN BANK; MEMBER OF BOARD OF DIRECTORS; Open Bank is a small publicly traded bank, serving on six committees with compensation; 5% of the time for 1 year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-24 |
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