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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-09-18
TX RA APPROVED_RES 2020-09-18
  • NE RA
    APPROVED
    Since 2020-09-18
  • TX RA
    APPROVED_RES
    Since 2020-09-18

Branch Locations

4101 Pioneer Woods Drive, Suite 100, Lincoln, NE 68506 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Lincoln NE 04/2009 09/2020
City National Bank Lincoln NE 10/2017 09/2020
Benjamin F. Edwards & Company Lincoln NE 09/2020 Present
  • 04/2009 → 09/2020
    Lincoln, NE
  • 10/2017 → 09/2020
    City National Bank
    Lincoln, NE
  • 09/2020 → Present
    Benjamin F. Edwards & Company
    Lincoln, NE
Previous Registrations
Other Businesses

(1) NANCY BENTON FAMILY TRUST - 2007 IRREVOCABLE FAMILY TRUST, LINCOLN NEBRASKA, FIDUCIARY SERVICES/TRUSTEE, START DATE: 8-22-2025;12 HOURS PER MONTH (2) LAMP OF LEARNING EDUCATIONAL FOUNDATION; ADDRESS: PO BOX 22888 LINCOLN, NE 68116; BUSINESS DESCRIPTION: PUBLIC EDUCATIONAL FOUNDATION; NOT INVESTMENT RELATED; START DATE: 01/01/1998; CAPACITY: BOARD OF DIRECTORS; DUTIES: REVIEW OF FINANCIAL REPORTS, REVIEW OF SCHOLARSHIP APPLICATIONS, ATTEND ANNUAL MEETINGS, AND OTHER MEETINGS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) NEW STANDARD HOSPITALITY LLC; INVESTMENT-RELATED; 5901 THE KNOLLS, LINCOLN, NE 68512; RESTAURANT HOSPITALITY ORGANIZATION IN THE BUSINESS OF PREPARING AND SERVING FOOD AND BEVERAGES TO CUSTOMERS, DINING ON PREMISES AND INCLUDING TAKE-OUT AND/OR DELIVERY OPTIONS; 40% OWNERSHIP; START DATE: 5.8.2025; 30 HOURS/MONTH; 5 HOURS DURING TRADING HOURS; PROVIDE CAPITAL, OVERSEE & COLLABORATE WITH MANAGEMENT/CHEF

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-16
S63 Uniform Securities Agent State Law Examination 1987-06-27
  • S65 Uniform Investment Adviser Law Examination
    1994-09-16
  • S63 Uniform Securities Agent State Law Examination
    1987-06-27
Designations

View on SEC IAPD

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