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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2004-01-02 |
| TX | RA | APPROVED | 2004-01-02 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Chesterfield | MO | 12/2007 | Present |
1. 4-Iron Enterprises LLC; 32371 Archer Ln, LaPlata, MO 63549; 59 acres of farmland in the USDA Conservation Reserve; Owner; Farm Management; 01/01/2004; 4 Hours per Quarter; Not during securities trading hours; Investment-Related. 2. Niblic, LLC; 2138 Riding Trail Chesterfield MO 63005; farming; Managing Partner; oversee farming operation; 11/1/2017; 4.0 hours per month; not during securities trading hours; Not Investment-Related 3. Dormie, LLC; 2138 Riding Trail Chesterfield MO 63005; Small farming operation; Managing partner; broad over view; 11/1/2017; 4.0 hours per month; not during securities trading hours; Not Investment-Related 4. Nubability Athletics Foundation; 221 E Main St., Du Quoin, IL 62832; 501(3)C organization that organizes and promotes sports camps for limb different children; Board Member; Board Member Duties; 04/10/2018; 3 hours per quarter; not during securities trading hours; not investment-related. 5. Nubability Athletics; 8400 Hidden Oaks Ln. Tamaroa, IL 62888; 501-3c A charitable organization helping limb different children; member of the investment committee; participate in discussions regarding the management of the endowment fund; 09/06/2022; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-26 |
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