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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2004-01-02
TX RA APPROVED 2004-01-02
  • MO RA
    APPROVED
    Since 2004-01-02
  • TX RA
    APPROVED
    Since 2004-01-02

Branch Locations

520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Chesterfield MO 12/2007 Present
Previous Registrations
Other Businesses

1. 4-Iron Enterprises LLC; 32371 Archer Ln, LaPlata, MO 63549; 59 acres of farmland in the USDA Conservation Reserve; Owner; Farm Management; 01/01/2004; 4 Hours per Quarter; Not during securities trading hours; Investment-Related. 2. Niblic, LLC; 2138 Riding Trail Chesterfield MO 63005; farming; Managing Partner; oversee farming operation; 11/1/2017; 4.0 hours per month; not during securities trading hours; Not Investment-Related 3. Dormie, LLC; 2138 Riding Trail Chesterfield MO 63005; Small farming operation; Managing partner; broad over view; 11/1/2017; 4.0 hours per month; not during securities trading hours; Not Investment-Related 4. Nubability Athletics Foundation; 221 E Main St., Du Quoin, IL 62832; 501(3)C organization that organizes and promotes sports camps for limb different children; Board Member; Board Member Duties; 04/10/2018; 3 hours per quarter; not during securities trading hours; not investment-related. 5. Nubability Athletics; 8400 Hidden Oaks Ln. Tamaroa, IL 62888; 501-3c A charitable organization helping limb different children; member of the investment committee; participate in discussions regarding the management of the endowment fund; 09/06/2022; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-16
S63 Uniform Securities Agent State Law Examination 1987-06-26
  • S65 Uniform Investment Adviser Law Examination
    1993-06-16
  • S63 Uniform Securities Agent State Law Examination
    1987-06-26
Designations
Other Names
  • Bob Beckmann
  • Robert William Beckman

View on SEC IAPD

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