Ellen Santon Field

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-09-09 → 2010-03-19
  Lpl Financial Llc
  Fresno, CA
• 1999-11-23 → 2009-09-03
  Osaic Fa, Inc.
  Fresno, CA
  Fresno, CA

Other Businesses

1) INDEPENDENT INSURANCE AGENT, CLOVIS CA, 01/2010, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/WK 2 HR/TRADING 2) EXECUTOR, CLOVIS CA, 10/2018. EXECUTOR OR OF M F ESTATE, NIR, 0 HR/YR 0 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 04/2010 4) PROSPER FINANCIAL SVCS, 1747 ALAMOS AVENUE CLOVIS CA, 08/2023, MARKETING, Long Term Care and Medi-Cal Benefits, NIR, 20 HR/MO 20 HR/MO TRADING 5) EXP REALTY NORTHERN CALIFORNIA, INC, 423 Pollasky Avenue, Clovis CA 93612, United States, 08/01/2024, Agent, Real Estate, NIR, 100 HR/MO 50 HR/MO TRADING 6) C21 SELECT GROUP, 414 Pollasky Avenue, Clovis CA 93612, United States, 08/2026, Agent, Real Estate, NIR, HR/MO: 100 - HR/MO TRADING: 50

Exams

• S66 Uniform Combined State Law Examination
  1999-06-09

Designations

• Chartered Financial Consultant

Other Names

• Ellen Santon
• Ellen (Nmn) Santon