Kathryn Ellen Emling

Current Employers

Employment History

• 10/2013 → 09/2020
  Ssn Advisory, Inc
  Atlanta, GA
• 06/2009 → 09/2020
  Securities Service Network, Inc
  Atalnta, GA
• 09/2020 → 07/2021
  Securities America, Inc.
  Atlanta, GA
• 09/2020 → 07/2021
  Securities America Advisors, Inc.
  Atlanta, GA
• 07/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 07/2021 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Atlanta, GA

Previous Registrations

• 2020-09-18 → 2021-10-12
  Securities America Advisors, Inc.
  Atlanta, GA
• 2013-10-17 → 2020-09-18
  Ssn Advisory, Inc.
  Atlanta, GA
• 2009-07-09 → 2013-11-20
  Householder Group Financial Advisors, Llc
  Atlanta, GA
• 2013-11-19 → 2013-11-20
  Householder Group Estate & Retirement Specialists
  Atlanta, GA
• 2006-11-08 → 2009-06-30
  Householder Group, Estate & Retirement Specialists
  Atlanta, GA

Other Businesses

1. Byrnwyck Community Association; not investment related;1000 Byrnwyck Rd,Atlanta,GA 30319;volunteer on homeowners board for neighborhood;president;6/2018;8 hrs/month;0 hrs during trading;organize committees for swim team,tennis and social activity in neighborhood 2. CARALOCK LLC POSITION: partner NATURE: residential real estate rentals (3 duplex buildings) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1992 ADDRESS: 932 Byrnwyck Rd, Atlanta GA 30319, United States DESCRIPTION: review financial statements, periodically may visit a property 3. EMICO ADVISORY SERVICES POSITION: managing principal NATURE: insurance sales-appointment with multiple carriers INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2006 ADDRESS: 5775 Glenridge Dr, B110, Atlanta GA 30328, United States DESCRIPTION: comprehensive wealth management including insurance reviews 4. EMICO ADVISORY SERVICES POSITION: managing principal NATURE: investment advisory/retirement planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 70 START DATE: 04/01/2006 ADDRESS: 5775 Glenridge Dr, Atlanta GA 30328, United States DESCRIPTION: comprehensive wealth management 5. JENNA EMLING TRUST AND ADDISON EMLING TRUST POSITION: trustee NATURE: manage college savings trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2011 ADDRESS: 932 Byrnwyck Rd, Atlanta GA 30319, United States DESCRIPTION: manage trusts that grandfather funded 6. CARALOCK LLC POSITION: partner NATURE: residential real estate rentals (1 condo) and 2 DST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1992 ADDRESS: 932 Byrnwyck Rd, Atlanta GA 30319, United States DESCRIPTION: review financial statements, periodically visit property

Exams

• S66 Uniform Combined State Law Examination
  2006-03-30
• S63 Uniform Securities Agent State Law Examination
  1987-07-15

Other Names

• Kathryn Emling
• Kate Emling