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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-14 |
| PA | RA | APPROVED | 2016-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Altoona | PA | 08/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Altoona | PA | 12/2016 | Present |
| Mount Aloysius College | Cresson | PA | 08/2016 | 05/2019 |
| Saint Francis University | Loretto | PA | 08/2017 | 10/2024 |
| Pennsylvania Highland Community College | Altoona | PA | 09/2017 | 05/2019 |
| Fulton Bank | Altoona | PA | 01/2019 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 3018 Pleasant Valley Blv, Altoona, PA, 16602, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-18 |
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