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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-27 |
| PA | RA | APPROVED | 2015-10-07 |
| TX | RA | APPROVED | 2015-10-07 |
Branch Locations
4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States
380 Knollwood Street, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Canonsburg | PA | 10/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-05 |
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