David Wordlow Johnson

Current Employers

Employment History

• 01/2009 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2009 → Present
  Pcg Asset Management, Llc
  Gladstone, NJ
• 01/2016 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2017 → 09/2021
  Johnson & Murphy Wealth Advisors, Llc
  Bedminster, NJ
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN

Previous Registrations

• 2018-01-23 → 2021-09-17
  Johnson & Murphy Wealth Advisors, Llc
  Bedminster, NJ
• 2016-01-13 → 2020-11-12
  First Allied Advisory Services, Inc.
  Bedminster, NJ
• 2017-10-27 → 2017-12-31
  Johnson & Murphy Wealth Advisors, Llc
  Bedminster, NJ
• 2009-01-30 → 2009-03-12
  First Allied Securities, Inc.
  Bedminster, NJ
  San Diego, CA
  San Diego, CA
• 2002-05-23 → 2009-02-11
  Ubs Financial Services Inc.
  Bedminster, NJ
  Warren, NJ

Other Businesses

1. CENTENARY COLLEGE. TRUSTEE. START DATE 10/27/2008. 2. SUCCESSION CAPITAL ALLIANCE (SCA; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 11/01/2011; 20 HOURS PER MONTH. 3. THE CFS GROUP;INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); 16 HRS. PER MONTH; START DADTE 07/15/2012 4. Freedom House; Board Member; Non-Profit Organization; Start date 10/01/2015; 4 hours per month. 5. PHOENIX VENTURE GROUP LLC; BOARD MEMBER; START DATE 04/01/2014; 20 HOURS PER MONTH. 6. BASEBALL ASSISTANCE TEAM (BAT); VOLUNTEER; NON-PROFIT ORGANIZATION; START DATE: 5/1/2018; 8 HOURS PER MONTH. 7. PARENT ADVISORY COUNCIL COLLEGE OF CHARLOTTE; MEMBER; NON PROFIT ORGANIZATION; START DATE 01/01/2020; 4 HOURS PER MONTH. 8. NAME OF OTHER BUSINESS: BARTON NURSERY ENTERPRISE, INC.; 4 HOURS PER MONTH 9. HOPE THROUGH EDUCATION: BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE: 12/15/2025; 2 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-13
• S63 Uniform Securities Agent State Law Examination
  1987-09-17