Thomas Ross

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Raymond James & Associates
  Houston, TX

Previous Registrations

• 2002-06-03 → 2007-06-13
  Ubs International Inc.
  Houston, TX
  Houston, TX
• 1995-01-28 → 2002-06-01
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

(1)Name of Business: Eworssor LLC Address: 5485 Woodfield, Troy, MI, 48098, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of the property (2)Name of Business: Honey Haggis LLC Address: 6212 Chevy Chase Dr, Houston, TX, 77057, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/15/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ownership of 2 cottages in the Champions area of Houston, TX & condo all in the Haggis Honey LLC. (3)Name of Business: Twisted-Rope Address: 2495 Main Street #314, Buffalo, NY, 14214, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/31/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: investor, board member and lender

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-06-30

Other Names

• Tom Ross
• Thomas Nmi Ross
• Tom Ross