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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-16
TX RA APPROVED 2016-09-15
  • FL RA
    APPROVED
    Since 2016-09-16
  • TX RA
    APPROVED
    Since 2016-09-15

Branch Locations

76 S Laura St, Jacksonville, FL 32202 • United States

182 Blanding Blvd, Orange Park, FL 32073 • United States

Fleming Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 02/2008 09/2016
Lpl Financial, Llc Fleming Island FL 09/2016 Present
Vystar Credit Union Fleming Island FL 09/2016 Present
Previous Registrations
Other Businesses

1)09/15/2016 -Vystar Investment Services-DBA for LPL Business (entity for LPL business)-Inv. Related- at report business location(s)- start date 7/13/2016- 100% 2. 09/24/2025 - KNJ INC - Real Estate Rental - Augustine Fl - Inv Rel - Start date: 10/1/2025 - 1hrs/mnth 0hrs during Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-26
S65 Uniform Investment Adviser Law Examination 2004-11-23
  • S63 Uniform Securities Agent State Law Examination
    2005-09-26
  • S65 Uniform Investment Adviser Law Examination
    2004-11-23

View on SEC IAPD

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