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Inactive

Curtis Dean Cone

Cone Advisory Group, Inc.

Ayden, NC

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Current Employers
Cone Advisory Group, Inc.

556 Third Street, Ayden, NC 28513 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-10
  • NC RA
    APPROVED
    Since 2023-04-10

Branch Locations

556 Third Street, Ayden, NC 28513 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Journeys Group (152275) Ayden NC 11/2009 08/2021
Alphastar Capital Management, Llc Cornelius NC 06/2017 12/2018
Cone Advisory Group, Inc Ayden NC 07/2018 Present
Symmetry Partners Glastonbury CT 11/2013 04/2023
Cone Advisory Group, Inc Ayden NC 09/2021 Present
Previous Registrations
Other Businesses

NAME AND ADDRESS: CCGJ, LLC 556 THIRD STREET AYDEN, NC 28513 CATEGORY: REAL ESTATE HOLDING INVESTMENT-RELATED: NO TITLE: MANAGING MEMBER DUTIES: OWN REAL ESTATE START DATE: 5-13-05 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 NAME AND ADDRESS: RI-CON PROPERTIES, LLC 4731 WHITE OAK RIVER ROAD MAYSVILLE, NC 28555 CATEGORY: REAL ESTATE HOLDING INVESTMENT-RELATED: NO TITLE: CO-OWNER DUTIES: OWN REAL ESTATE START DATE: 9-1-2020 HOURS PER MONTH: 2-5 HOURS PER MONTH DURING TRADING HOURS: 0 NAME AND ADDRESS: C2 FARMS, LLC HALIFAX COUNTY, NC CATEGORY: REAL ESTATE HOLDING INVESTMENT-RELATED: NO TITLE: OWNER DUTIES: OWNS REAL ESTATE START DATE: 2-2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 NAME AND ADDRESS: PINE CONE HOLDINGS, LLC 556 THIRD STREET AYDEN, NC 28513 CATEGORY: REAL ESTATE HOLDING INVESTMENT-RELATED: NO TITLE: MANAGING MEMBER DUTIES: OWNS BUSINESS BUILDING START DATE: 8-29-24 HOURS PER MONTH: < 5 HOURS PER MONTH DURING TRADING HOURS: 0 CURTIS DEAN CONE IS A LICENSED INSURANCE AGENT OF ONE OR MORE INSURANCE COMPANIES Approximately 100 hours during trading is spent on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-10
S63 Uniform Securities Agent State Law Examination 1987-08-20
  • S65 Uniform Investment Adviser Law Examination
    2000-04-10
  • S63 Uniform Securities Agent State Law Examination
    1987-08-20

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