William August Cholawa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 06/2024
  Ubs Financial Services Inc.
  Hartford, CT
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT

Previous Registrations

• 2014-05-28 → 2024-07-02
  Ubs Financial Services Inc.
  Providence, RI
  New Haven, CT
  New London, CT
  Springfield, MA
  Hartford, CT
  Westport, CT
  Concord, NH
• 2006-01-18 → 2014-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
  West Hartford, CT
  West Hartford, CT
  Hartford, CT
  New Haven, CT
  Glastonbury, CT
  New York, NY
  Glastonbury, CT
  Hartford, CT
  Hartford, CT
• 1997-10-28 → 2006-01-19
  Advest, Inc.
  Hartford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-17
• S63 Uniform Securities Agent State Law Examination
  1987-07-15

Other Names

• Bill Cholawa
• William August Cholawa
• William August Cholawa