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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

3264 Rice St, Saint Paul, MN 55126 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Free Bikes 4 Kidz Mn Plymouth, MN 10/2016 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2016 → Present
    Free Bikes 4 Kidz Mn
    Plymouth,, MN
Other Businesses

1. ON TRAC FINANCIAL, DBA SLA, (12/20/01); 2. SELL LIFE/HEALTH, THROUGH VARIOUS CARRIERS OUTSIDE BD:, LIFE INC/BANNER, GREAT AMERICAN, NORTH AMERICAN, HEALTH/PREFERRED ONE/FORTIS/BLUE CROSS; 3. NAME OF OTHER BUSINESS: FREE BIKES FOR KIDS, MN INVESTMENT RELATED: NO ADDRESS: P.O. BOX 46385, PLYMOUTH, MN 55446, NATURE OF BUSINESS: NON PROFIT, GIVES BIKES TO THE NEEDY START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 0, POSITION/TITLE/RELATIONSHIP: QUALITY CONTROL TRAINER AND SUPERVISOR;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-21
  • S63 Uniform Securities Agent State Law Examination
    1987-07-21

View on SEC IAPD

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