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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| CA | RA | APPROVED | 1997-12-31 |
Branch Locations
Palm Springs, CA • United States
777 E Tahquitz Canyon Way Ste 200-58, Palm Springs, CA 92262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Palm Springs | CA | 06/1995 | Present |
(1) 12/30/2010: HANCOCK PARTNERS INSURANCE SERVICES, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 30% OF TIME SPENT - INS TYPES: HEALTH, GROUP INSURANCES (2) 12/18/2012: HANCOCK PARTNERS INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 01/12/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/11/2024 - 8 Hrs/Mo; 0 Hr During Trading. (4) 06/04/2024 - HANCOCK PARTNERS WEALTH STRATEGIES - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/29/2024 - 160 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-29 |
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