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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
CA RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • CA RA
    APPROVED
    Since 1997-12-31

Branch Locations

Palm Springs, CA • United States

777 E Tahquitz Canyon Way Ste 200-58, Palm Springs, CA 92262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Palm Springs CA 06/1995 Present
Other Businesses

(1) 12/30/2010: HANCOCK PARTNERS INSURANCE SERVICES, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 30% OF TIME SPENT - INS TYPES: HEALTH, GROUP INSURANCES (2) 12/18/2012: HANCOCK PARTNERS INC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (3) 01/12/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/11/2024 - 8 Hrs/Mo; 0 Hr During Trading. (4) 06/04/2024 - HANCOCK PARTNERS WEALTH STRATEGIES - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/29/2024 - 160 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-28
S63 Uniform Securities Agent State Law Examination 1989-06-29
  • S65 Uniform Investment Adviser Law Examination
    1996-08-28
  • S63 Uniform Securities Agent State Law Examination
    1989-06-29
Other Names
  • Byron Hancock

View on SEC IAPD

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