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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-22
MD RA APPROVED 1998-08-26
  • TX RA
    APPROVED_RES
    Since 2015-01-22
  • MD RA
    APPROVED
    Since 1998-08-26

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

St Michaels, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westminster MD 11/1997 Present
Bank Of America, Na Towson MD 12/2009 Present
Other Businesses

I*127692 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Bryan & Anne Carney Family Foundation Investment related: Y Address of business: Baltimore, Maryland 21212 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 11/1/2019 Number of hours devoted: 3 hour(s) Annually Number of hours devoted during trading hours: 1 Duties: my wife and i are creating a small foundation to benefit health care, education and the arts. I*877333 For profit or not for profit: Entity For Profit Name of outside business organization: Long Haul LLC Investment related: N Address of business: St. Michaels, Maryland, 21663 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 6/15/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: other, Long Haul LLC is a guest cottage and dock on family property that will receive modest rental income. My wife Anne is the single member owner of the LLC. The property is located in St Michaels Md.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-11
S63 Uniform Securities Agent State Law Examination 1987-08-10
  • S65 Uniform Investment Adviser Law Examination
    1998-08-11
  • S63 Uniform Securities Agent State Law Examination
    1987-08-10

View on SEC IAPD

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