Sherman Phillip Ober

Current Employers

Employment History

• 04/2008 → 11/2016
  Next Financial Group Inc
  Salem, OR
• 11/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 12/2014 → Present
  Sherman Ober Inc
  Salem, OR
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-05-30 → 2016-11-23
  Next Financial Group, Inc.
  Houston, TX
  Salem, OR
• 2005-06-24 → 2008-04-28
  Securities America Advisors, Inc.
  Salem, OR
• 2003-04-29 → 2003-12-31
  Msi Financial Services, Inc.
  Salem, OR
• 1993-12-28 → 2003-05-29
  Veravest Investment Advisors, Inc.
  Lake Oswego, OR

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, ANNUITIES, AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: GREAT OAK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 864 PROMONTORY PL SE SALEM OR 97302 NATURE OF BUSINESS: FINANCIAL INVESTMENT ADIVCE, INSURANCE, FINANCIAL PLANNING START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: WORKING WITH CLIENTS PROVIDING FINANCIAL PLANNING, ADVICE, AND RECOMMENDATIONS 3.NAME OF OTHER BUSINESS: SHERMAN OBER INC. INVESTMENT RELATED: NO ADDRESS: LLC FOR PAYROLL AND GENERAL BOOKKEEPING NATURE OF BUSINESS: OWNER START DATE: 12/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: GENERAL BOOKKEEPING; 4. NAME OF OTHER BUSINESS: SALEMTOWNE CIVIC ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2900 OAKCREST DR NW, SALEM OR, 97304; NATURE OF BUSINESS: BOARD; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER HOME OWNERS ASSOCIATION;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-26
• S63 Uniform Securities Agent State Law Examination
  1992-11-12