Ian Edwin French

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2022-08-25

AR RA
APPROVED

Since 2022-08-25

Branch Locations

Greenbrier, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Buffalo River Real Estate	Jasper	AR	07/1993	Present
B. Riley Wealth Management	Memphis	TN	01/2012	Present

07/1993 → Present

Buffalo River Real Estate

Jasper, AR
01/2012 → Present

B. Riley Wealth Management

Memphis, TN

Previous Registrations

2000-09-13 → 2012-01-27

Stephens

Conway, AR

Conway, AR

Other Businesses

1. OAK LEAF ASSET ADVISORS, INVESTMENT RELATED, ADDRESS SAME AS BRWM, DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2015. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS. 2. EASTERSEALS ARKANSAS; NON INVESTMENT RELATED; 3920 WOODLAND HEIGHTS RD LITTLE ROCK, AR 72212; NON PROFIT SUPPORT FOR FAMILIES, ADULTS, CHILDREN WITH SPECIAL NEEDS, DEVELOPMENTAL DELAYS; CAREGIVER; START DATE 9/2024; 40 HRS/MONTH DEVOTED 10 DURING SECURITIES TRADING HRS. 3. B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE 09/2025; AS MANY HOURS AS NEEDED PER MONTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-30
S63	Uniform Securities Agent State Law Examination	1999-11-05

S65 Uniform Investment Adviser Law Examination

2000-08-30
S63 Uniform Securities Agent State Law Examination

1999-11-05

Other Names

Ian E French
Ian E French

View on SEC IAPD