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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2021-06-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
115 West Century Road Suite 145, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 09/2017 | 06/2021 |
| Expertconnect | Ny | NY | 03/2016 | 08/2017 |
| Bank Of America, N.A. | Paramus | NJ | 04/2018 | 06/2021 |
| Raymond James Financial Services, Inc. | Paramus | NJ | 06/2021 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Paramus | NJ | 06/2021 | Present |
| Steward Partners Global Advisory, Llc | Paramus | NJ | 06/2021 | Present |
| Steward Partners Investment Solutions, Llc | Paramus | NJ | 05/2022 | Present |
1) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Paramus, NJ. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 06/2021. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 2) Name of Business : Steward Partners Investment Advisory LLC Address: 115 West Century Road Suite 145,Paramus, NJ Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 06/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Provide advisory services 3) Name of Business : The S&L Group Address: 115 West Century Road Suite 145,Paramus, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 06/15/2021 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-01 |
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