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Mitchell Lewis Bloom

Bloom Financial, LLC

Westminster, CO

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Current Employers
Bloom Financial, Llc

Westminster, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-14
  • CO RA
    APPROVED
    Since 2026-07-14

Branch Locations

Westminster, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2011 11/2017
Bloom Financial, Llc Westminster CO 11/2017 Present
Bloom Life, Llc Westminster CO 08/1991 Present
Alterna Card Services Westminster CO 08/2008 Present
Fourstar Wealth Advisors, Llc Broomfield CO 06/2023 Present
  • 01/2011 → 11/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2017 → Present
    Westminster, CO
  • 08/1991 → Present
    Bloom Life, Llc
    Westminster, CO
  • 08/2008 → Present
    Alterna Card Services
    Westminster, CO
  • 06/2023 → Present
    Broomfield, CO
Previous Registrations
  • 2023-07-06 → 2025-02-14
    Broomfield, CO
    Chicago, IL
  • 2017-12-01 → 2024-01-31
    Westminster, CO
  • 2011-02-17 → 2017-11-13
    Cetera Wealth Services, Llc
    Albuquerque, NM
    Westminster, CO
  • 2017-03-15 → 2017-10-27
    Westminster, CO
  • 2009-11-09 → 2011-02-11
    Qa3 Financial Llc
    Broomfield, CO
    Omaha, NE
  • 1999-01-01 → 2009-11-02
    Cetera Advisors Llc
    Westminster, CO
    Greenwood Village, CO
    Westminster, CO
Other Businesses

1. NAME OF OTHER BUSINESS: BLOOM LIFE,LLC INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: OWNER/AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, AND ANNUITIES 2. NAME OF OTHER BUSINESS: ALTERNA CARD SERVICES INVESTMENT RELATED: NO, ADDRESS: WESTMINSTER, CO NATURE OF BUSINESS: RETAIL LINK POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER MONTH: 5-10 BRIEF DESCRIPTION OF DUTIES: SALES AND MARKETING FOR DEVELOPMENTAL STAGE COMPANY 3. NAME OF OTHER BUSINESS: BLOOM FINANCIAL LLC INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: OWNER/INVESTMENT ADVISER REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-28
  • S63 Uniform Securities Agent State Law Examination
    1987-08-28

View on SEC IAPD

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