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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2017-01-31 |
| NJ | RA | APPROVED | 2017-01-25 |
Branch Locations
37 Henry St Ste 201, Saratoga Springs, NY 12866 • United States
19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States
Gansevoort, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saratoga | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saratoga | NY | 11/2016 | Present |
NEW YORK PUBLIC LIBRARY FOR SCIENCE, BUSINESS & TECHNOLOGY, NOT INVESTMENT RELATED, NEW YORK, NY, FINANCIAL LITERACY CENTER, START: 7/2010, 5 HOURS PER MONTH/4 DURING TRADING, DUTIES: DISCUSS INVESTMENT SOLUTIONS IN VERY GENERIC TERMS. RENTAL PROPERTY, INVESTMENT RELATED, BOLTON LANDING, NY., START: 8/1/2014, 0 HOURS/MONTH, 0 DURING TRADING, LANDLORD. INTERNATIONAL SPORTS AND DEVELOPMENT MEDIA GROUP; NOT INVESTMENT RELATED; SARATOGA SPRINGS,NY; 100% OWNERSHIP WITH SPOUSE; START DATE 01/15/2019; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; RESEARCH AND DEVELOP SPORTS IN CHINA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-03 |
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