William Thomas Black

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 12/2019
  Barth Financial Advisors, Llc
  Orange, CA
• 04/2012 → Present
  Bentley Financial And Insurance Services, Inc.
  Orange, CA
• 01/2015 → Present
  Crown Capital Securities, Lp
  Orange, CA
• 12/2019 → Present
  Secura Financial, Llc
  Orange, CA
• 09/2001 → Present
  Exit & Retirement Strategies, Inc.
  Orange, CA
• 11/2013 → Present
  Exit Coach Radio
  Orange, CA
• 04/2024 → Present
  Lpl Financial Llc
  Aurora, CO

Previous Registrations

• 2010-04-30 → 2024-03-21
  Secura Financial
  Orange, CA
• 2010-07-02 → 2012-02-09
  Lpl Financial Llc
  Orange, CA
• 2004-10-05 → 2010-04-27
  Kestra Investment Services, Llc
  Orange, CA
• 1999-07-09 → 2004-02-25
  Principal Securities, Inc.
  Laguna Hills, CA

Other Businesses

1. 02/08/2010 - Exit & Retirement Planning Strategies, Inc. - Inv Related - At Reported Business Location(s) - Non-Variable Insurance DBA - 50% of Time Spent.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-17
• S63 Uniform Securities Agent State Law Examination
  1991-03-12

Other Names

• Bill Black