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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-10-30 |
Branch Locations
800 Capitol St, Houston, TX 77002 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/1990 | Present |
| Bank Of America,Na | Houston | TX | 12/2009 | Present |
I*97339 For profit or not for profit: Non-Profit Organization Name of outside business organization: St Cecilia Knights of Columbus Investment related: N Address of business: Houston Texas, Texas 77024 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 6/18/2015 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A Catholic Men's Organization , Knights of Columbus , I'm the Grand Knight of the Council .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-08 |
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