Sadhna Malik

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

NY RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

2089 Grand Avenue, Baldwin, NY 11510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
North Ridge Securities Corp.	Melville	NY	01/2014	02/2019
Shashi B Malik Cpa	Baldwin	NY	09/2011	Present
Cetera Wealth Services, Llc	El Segundo	CA	02/2019	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2014 → 02/2019

North Ridge Securities Corp.

Melville, NY
09/2011 → Present

Shashi B Malik Cpa

Baldwin, NY
02/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

INDEPENDENT INSURANCE AGENT SELLING P&C THROUGH SM INSURANCE AGENCY CORP 20HRS/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND & EVENINGS SINCE 09/2004, TAX PREPERATION THROUGH SPOUSE'S FIRM, P/T, BALDWIN, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-05-02

S63 Uniform Securities Agent State Law Examination

2014-05-02

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews