Daniel T Malachowski

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → 04/2019
  Neidiger,Tucker,Bruner, Inc.
  Denver, OH
• 04/2019 → 04/2022
  First Financial Equity Corporation
  Scottsdale, AZ
• 04/2022 → Present
  Cetera Wealth Services, Llc
  Springfield, MO
• 06/2014 → Present
  Malachowski Holdings, Llc
  Springfield, MO
• 12/2014 → Present
  Malachowski Holdings Ii, Llc
  Springfield, MO
• 06/2005 → Present
  Baron Financial Group, Llc
  Springfield, MO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-04-09 → 2022-04-20
  Ffec Wealth Partners Llc
  Springfield, MO
  Scottsdale, AZ
  Scottsdale, AZ
• 2018-12-14 → 2019-04-01
  Ntb Financial Corporation
  Springfield, MO
  Springfield, MO
  Highlands Ranch, CO

Other Businesses

1. OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 08/1999 APX # OF HRS/WK & DUR TRD HRS: 5 TITLE: INSURANCE AGENT DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: MALACHOWSKI HOLDINGS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC START DATE: 6/1/2014 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COMMUNICATING WITH BUILDERS AND CONTRACTORS TO DISTRIBUTE SIGNAGE. 3. OTHER BUSINESS: MALACHOWSKI HOLDINGS II, LLC INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START : 12/2014 TITLE: MANAGING MEMBER APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: NOT CURRENTLY ACTIVE BUT KEEPING OPEN IN EVENT BACK INTO REAL ESTATE 4. NAME OF OTHER BUSINESS: ACE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS NETWORKING; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT: APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FACILITATE AND RUN THE WEEKLY NETWORKING MEETING; 5. OTHER BUSINESS: FINANCIAL WELLNESS WORKSHOP INVESTMENT RELATED: NO SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EDUCATION START: 1/2017 TITLE: CONSULTANT APX # OF HRS/WK & DUR TRD HRS: 0 DUTIES: TEACHING FINANCIAL LITERACY CLASSES FOR NON-PROFIT ORGANIZATIONS. 6. NAME OF OTHER BUSINESS: BARON FINANCIAL GROUP, LLC INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START: 6/2005 TITLE: MANAGING MEMBER APX # OF HRS/WK & DUR TRD HRS: 40 DUTIES: PROVIDE FINANCIAL SERVICES; 7. OTHER BUSINESS: FFEC WEALTH PARTNERS, INVESTMENT RELATED: YES, SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 4/2022, TITLE: FINANCIAL PROFESSIONAL, APX # OF HRS/WK: 40, APX # OF HRS DUR TRD HRS: 32.5, DUTIES: DBA FOR FINANCIAL SERVICES; 8. OTHER BUSINESS: ATARAXIA INSURANCE AGENCY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START: 3/2021 TITLE: INSURANCE AGENT APX # OF HRS/WK & DUR TRD HRS: 15 DUTIES: INSURANCE AGENT; 9. OTHER BUSINESS: TRUE STRENGTHS COUNCILS; INVESTMENT RELATED: NO; 4155 S. NATURE CENTER WAY, SPRINGFIELD, MO 65804; NATURE OF BUSINESS: SMALL BUSINESS ADVISORY GROUP; START: 6/2023; TITLE: MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: HELP OTHER BUSINESS OWNERS WITH IDEAS & SOLUTIONS TO THEIR INTERNAL ISSUES;

Exams

• S66 Uniform Combined State Law Examination
  2018-12-14
• S63 Uniform Securities Agent State Law Examination
  2000-08-31