Lori Simon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-05-18

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-05-18

Branch Locations

Rock Hill, NY • United States

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Melville	NY	05/2014	Present

05/2014 → Present

Morgan Stanley

Melville, NY

Other Businesses

*633747- DruttyHop, LLC; Investment related: Yes; Tallahassee, Florida; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-06-13

S63 Uniform Securities Agent State Law Examination

1991-06-13

Other Names

Lori Ellen Drutman

View on SEC IAPD