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Frank Powers

Ubs Financial Services Inc.

Westport, CT

White Plains, NY

Purchase, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-08
CT RA APPROVED 2009-03-24
  • NY RA
    APPROVED
    Since 2024-04-08
  • CT RA
    APPROVED
    Since 2009-03-24

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

White Plains, NY • United States

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Greenwich CT 07/2005 Present
  • 07/2005 → Present
    Ubs Financial Services
    Greenwich, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-09-28
  • S63 Uniform Securities Agent State Law Examination
    1990-09-28

View on SEC IAPD

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