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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| IN | RA | APPROVED | 2013-04-17 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Thyme Meals | Indianapolis | IN | 03/2006 | Present |
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 04/2013 | Present |
1. PRIME THYME MEAL; 5894 CARVEL AVENUE, INDIANAPOLIS, IN; INVESTMENT RELATED; OWNER; 10 AFTER BUSINESS HOURS; 0 DURING TRADING; DUTIES: CATER SMALL DINNER PARTIES/PARTIES ON THE WEEKENDS; 09/2006 3. *486599 - Trust; Investment related - Yes; Indianapolis, Indiana; 03/2022; During business hours: 0; After business hours: 0 4. *421953 - Rental Properties; Investment related Yes; boynton beach, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 2; Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-20 |
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