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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-17
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED
    Since 2019-10-17
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Los Angeles CA 03/1996 Present
Mass Mutual Life Insurance Spfld MA 03/1996 Present
Total Financial Concepts Los Angeles CA 06/1998 Present
  • 03/1996 → Present
    Mml Investors Services, Inc.
    Los Angeles, CA
  • 03/1996 → Present
    Mass Mutual Life Insurance
    Spfld, MA
  • 06/1998 → Present
    Total Financial Concepts
    Los Angeles, CA
Other Businesses

NAME:DAVID BENNETT INV REL: Y ADD:4695 MACARTHER COURT #1000, NEWPORT BEACH, CA 92660 NATURE:LIFE, HEALTH POSITION:SALES START DATE:07/01/1987 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING:0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-11
  • S63 Uniform Securities Agent State Law Examination
    1990-05-11
Designations

View on SEC IAPD

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