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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-17 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
Mission Viejo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Los Angeles | CA | 03/1996 | Present |
| Mass Mutual Life Insurance | Spfld | MA | 03/1996 | Present |
| Total Financial Concepts | Los Angeles | CA | 06/1998 | Present |
NAME:DAVID BENNETT INV REL: Y ADD:4695 MACARTHER COURT #1000, NEWPORT BEACH, CA 92660 NATURE:LIFE, HEALTH POSITION:SALES START DATE:07/01/1987 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING:0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-11 |
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